Presentations

Understanding and implementing the RTS20 ancillary activity exemption in a trading firm

Wednesday, October 4, 2017 - 11:45 to 12:15
Conference - Market Supervision track - How to apply the new MiFID II regime

Stream location

L103 & L104

Introduction

  • RTS 20 high level overview
  • Challenges of RTS20 within a MiFID programme
  • Strategies to overcome these challenges
  • Submitting an RTS20 application
  • Ongoing monitoring and reporting of RTS 20
  • Ensuring the ancillary exemption is in line with your business strategy 

Related Information

Speakers

James Julien-Lees
Regulatory Reporting Technology Programme Lead

Description

  • RTS 20 high level overview
  • Challenges of RTS20 within a MiFID programme
  • Strategies to overcome these challenges
  • Submitting an RTS20 application
  • Ongoing monitoring and reporting of RTS 20
  • Ensuring the ancillary exemption is in line with your business strategy 
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